Governed by Principle. Built on Trust.
At Alastra Investment, compliance is not a checkbox — it is the architecture of everything we do. Our regulatory framework, governance structures, and client protections are designed to the highest institutional standards.
Our Compliance Architecture.
A multi-layered regulatory framework that governs every investment decision, operational process, and client relationship.
Full Investment Licence
Alastra Investment operates under a full investment licence authorising us to invest in, establish, and manage enterprises across six core sectors. Our licence is the foundation of every mandate we undertake.
Regulatory Oversight
We operate in full accordance with applicable regulatory frameworks, subject to ongoing oversight and periodic review. Transparent reporting to regulators is a non-negotiable standard across all activities.
AML & KYC Compliance
Rigorous Anti-Money Laundering and Know Your Customer procedures are embedded in our onboarding and ongoing monitoring processes, ensuring every relationship meets the highest standards of integrity.
Risk Management Framework
Enterprise-grade risk identification, assessment, and mitigation processes govern every investment position — from initial screening through to portfolio management and exit.
Licensed. Verified. Accountable.
Our credentials reflect a commitment to operating at the highest institutional standard — not just meeting the minimum, but setting it.
Investment Licence
Regulatory AuthorityFull investment licence authorising establishment, management, and investment activities across all six licensed sectors.
AML Compliance Programme
Internal ComplianceComprehensive Anti-Money Laundering programme aligned with international standards and local regulatory requirements.
Corporate Governance Framework
Board LevelBoard-level governance framework covering fiduciary duties, conflict of interest policies, and institutional accountability.
Client Asset Protection
Compliance OfficeSegregated client asset protocols and fiduciary safeguards ensuring client funds and interests are protected at all times.
Your Interests. Our Mandate.
Every structure, policy, and process at Alastra Investment is designed with one priority: protecting and advancing the interests of our clients.
Fiduciary Duty
We act in the best interests of our clients at all times. Our fiduciary obligations are absolute — no conflict of interest, no compromise, no exception.
Transparent Reporting
Clients receive clear, accurate, and timely reporting on all investment activities, performance, and material developments — no surprises, no ambiguity.
Segregated Assets
Client assets are held separately from Alastra Investment's own assets at all times, with robust custodial arrangements and independent oversight.
Conflict of Interest Policy
A comprehensive conflict of interest policy governs all decisions, with mandatory disclosure and escalation procedures to protect client outcomes.
Complaint Resolution
A formal complaint resolution process ensures every client concern is acknowledged, investigated, and resolved with transparency and accountability.
Data Protection
Client data is handled with the strictest confidentiality, stored securely, and never shared without explicit consent or legal obligation.
Regulatory Disclaimer
Alastra Investment is a licensed investment entity. All investment activities are conducted in accordance with applicable laws and regulations.
All investments carry risk. The value of investments may go down as well as up, and investors may not recover the full amount invested. Past performance is not indicative of future results.
Nothing on this website constitutes financial advice, an offer to invest, or a solicitation to buy or sell any financial instrument. Any investment decision should be made on the basis of a formal investment agreement and appropriate professional advice.
Questions About Our Compliance Framework?
Our compliance team is available to answer any questions about our regulatory standing, governance structures, or client protection policies.